Best Financial Advisors in WAPPINGERS FALLS, New York
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
3
Registered Firms
0.95%
Median Fee
of assets/year
$133M
Median AUM
3
Firms Listed
in our database
Top-Ranked Advisors in WAPPINGERS FALLS
#1
100
GRIMALDI PORTFOLIO SOLUTIONS, INC
WAPPINGERS FALLS, NY · Since 1996
$133M AUM2 clientsFee: 0%
FiduciaryFee-Only
#2
100
QUINT INVESTMENTS AND INSURANCE
WAPPINGERS FALLS, NY · Since 2020
$110M AUM8 clientsFee: 0%
FiduciaryFee-Only
#3
100
SAGE INVESTMENT ADVISERS LLC
WAPPINGERS FALLS, NY · Since 2019
$268M AUM3 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in WAPPINGERS FALLS?
The median advisory fee in WAPPINGERS FALLS, NY is 0.95% of assets under management per year, based on Form ADV filings from 3 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.