Best Financial Advisors in WAUKESHA, Wisconsin
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
Top-Ranked Advisors in WAUKESHA
DANA INVESTMENT ADVISORS INC
WAUKESHA, WI · Since 1979
IAG WEALTH PARTNERS, LLC
WAUKESHA, WI · Since 2009
CAPITAL INNOVATIONS, LLC
WAUKESHA, WI · Since 2011
DRAKE & ASSOCIATES, LLC
WAUKESHA, WI · Since 2019
GLOBAL VIEW CAPITAL MANAGEMENT LLC
WAUKESHA, WI · Since 2011
ELLENBECKER INVESTMENT GROUP
WAUKESHA, WI · Since 2014
MORGAN-ALY WEALTH MANAGEMENT, LLC
WAUKESHA, WI · Since 2026
PROVIDENT TRUST COMPANY
WAUKESHA, WI · Since 2000
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in WAUKESHA?
The median advisory fee in WAUKESHA, WI is 0.95% of assets under management per year, based on Form ADV filings from 8 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.