Best Financial Advisors in Connecticut
496 SEC-registered advisory firms across 61 cities. Ranked by Red Flag Score using public regulatory data from Form ADV filings.
Cities in Connecticut
GREENWICH, CT
STAMFORD, CT
WESTPORT, CT
DARIEN, CT
HARTFORD, CT
SHELTON, CT
NORWALK, CT
GLASTONBURY, CT
OLD GREENWICH, CT
FARMINGTON, CT
WEST HARTFORD, CT
WILTON, CT
NEW CANAAN, CT
NEW HAVEN, CT
GUILFORD, CT
ROWAYTON, CT
SOUTHPORT, CT
MADISON, CT
ESSEX, CT
AVON, CT
FAIRFIELD, CT
WINDSOR, CT
NORTH HAVEN, CT
RIDGEFIELD, CT
MYSTIC, CT
WOODBRIDGE, CT
WETHERSFIELD, CT
SOUTHBURY, CT
COS COB, CT
Top-Ranked Firms in Connecticut
COOPER FINANCIAL SERVICES, INC.
SHELTON, CT · Since 1985
THE WINTHROP CORPORATION
SHELTON, CT · Since 1961
YHB INVESTMENT ADVISORS INC
WEST HARTFORD, CT · Since 1990
PETTEE INVESTORS INC
ROWAYTON, CT · Since 1989
NEW ENGLAND ASSET MANAGEMENT, INC.
FARMINGTON, CT · Since 1984
TETON ADVISORS, LLC
GREENWICH, CT · Since 1994
FAIRFIELD, BUSH & CO.
DARIEN, CT · Since 1973
PORTFOLIO ADVISORS LLC
DARIEN, CT · Since 1994
COMPASS WEALTH MANAGEMENT LLC
GUILFORD, CT · Since 1997
WRIGHT INVESTORS SERVICE INC
SHELTON, CT · Since 1996
HARTFORD INVESTMENT MANAGEMENT COMPANY
HARTFORD, CT · Since 1996
ITS ASSET MANAGEMENT, L.P.
NORTH HAVEN, CT · Since 1971
VIRTUS INVESTMENT ADVISERS, LLC
HARTFORD, CT · Since 1969
BIRINYI ASSOCIATES, INC.
WESTPORT, CT · Since 1990
SCHOLTZ & COMPANY, LLC
STAMFORD, CT · Since 2013
CONNING, INC.
HARTFORD, CT · Since 1983
COOPERATIVE FUNERAL FUND INC
MADISON, CT · Since 1989
DIAMANT ASSET MANAGEMENT, INC.
RIDGEFIELD, CT · Since 1987
USI ADVISORS
GLASTONBURY, CT · Since 1999
JACKSON, GRANT INVESTMENT ADVISERS, INC.
STAMFORD, CT · Since 1999
GOODWIN CAPITAL ADVISERS, INC.
HARTFORD, CT · Since 1971
MARK SHEPTOFF FINANCIAL PLANNING LLC
GLASTONBURY, CT · Since 2000
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
SOUTH MERIDEN, CT · Since 1999
TANAKA CAPITAL MANAGEMENT INC
GREENWICH, CT · Since 1987
RENAISSANCE CAPITAL LLC
STAMFORD, CT · Since 1994
CONTRARIAN CAPITAL MANAGEMENT LLC
GREENWICH, CT · Since 1995
MULLANEY KEATING & WRIGHT INC
MIDDLETOWN, CT · Since 1994
DUKE FUNDING MANAGEMENT, L.L.C.
OLD GREENWICH, CT · Since 2002
SYMMETRY PARTNERS
GLASTONBURY, CT · Since 2002
SULLIVAN FINANCIAL, LLC
ESSEX, CT · Since 2024
BRIGGS WEALTH MANAGEMENT, INC.
GLASTONBURY, CT · Since 2006
FREEDOM INVESTMENT MANAGEMENT, INC.
SOUTH WINDSOR, CT · Since 2008
LORETTA NOLAN ASSOCIATES, LLC
OLD GREENWICH, CT · Since 2025
COLCHESTER INVESTMENT COUNSEL LLC
RIDGEFIELD, CT · Since 2022
SUSTAINABLE GROWTH ADVISERS, LP
STAMFORD, CT · Since 2003
EAST GUILFORD FINANCIAL SERVICES LLC
MADISON, CT · Since 2021
ESSEX FINANCIAL SERVICES, INC.
ESSEX, CT · Since 2003
HERITAGE CAPITAL, LLC
WOODBRIDGE, CT · Since 2025
OXFORD SQUARE MANAGEMENT, LLC
GREENWICH, CT · Since 2003
CARRINGTON CAPITAL MANAGEMENT, LLC
OLD GREENWICH, CT · Since 2011
BASSO CAPITAL MANAGEMENT, L.P.
STAMFORD, CT · Since 2005
SKY INVESTMENT GROUP LLC
HARTFORD, CT · Since 2005
ASPETUCK FINANCIAL MANAGEMENT LLC
WESTPORT, CT · Since 2022
ENDEAVOUR CAPITAL ADVISORS INC.
GREENWICH, CT · Since 2012
WRIGHT PRIVATE ASSET MANAGEMENT LLC
SHELTON, CT · Since 2006
BARRON FINANCIAL GROUP, LLP
TORRINGTON, CT · Since 2022
WJ FINANCIAL ADVISORS, LLC
KILLINGWORTH, CT · Since 2021
GREENWICH WEALTH MANAGEMENT, LLC
GREENWICH, CT · Since 2008
CLINTON INVESTMENT MANAGEMENT, LLC
STAMFORD, CT · Since 2008
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC
HARTFORD, CT · Since 2007
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2007
PEMBERWICK INVESTMENT ADVISORS, LLC
GREENWICH, CT · Since 2009
MONTE FINANCIAL GROUP, LLC
GUILFORD, CT · Since 2009
TALSON CAPITAL MANAGEMENT L.P.
DARIEN, CT · Since 2013
HORIZON TECHNOLOGY FINANCE
FARMINGTON, CT · Since 2010
AMG FUNDS LLC
STAMFORD, CT · Since 1999
OXFORD LANE MANAGEMENT, LLC
GREENWICH, CT · Since 2010
SPRINGBOARD ASSET MANAGEMENT LLC
CHESHIRE, CT · Since 2022
LANSDOWNE WEALTH MANAGEMENT, LLC
MYSTIC, CT · Since 2025
THE DOWLING GROUP WEALTH MANAGEMENT
GREENWICH, CT · Since 2024
STERLING INVESTMENT PARTNERS ADVISERS, LLC
GREENWICH, CT · Since 2012
PEGASUS CAPITAL ADVISORS, L.P.
STAMFORD, CT · Since 2012
MILL ROAD CAPITAL
GREENWICH, CT · Since 2012
LIME ROCK
WESTPORT, CT · Since 2012
DOCK STREET CAPITAL MANAGEMENT LLC
WESTPORT, CT · Since 2012
ALTUS CAPITAL PARTNERS, INC.
WILTON, CT · Since 2012
RFE MANAGEMENT CORPORATION
WESTPORT, CT · Since 2012
HILDENE CAPITAL MANAGEMENT
STAMFORD, CT · Since 2012
GFG ALTERNATIVE INVESTMENT ADVISORS LLC
GREENWICH, CT · Since 2016
ATLAS HOLDINGS LLC
GREENWICH, CT · Since 2012
MANATUCK HILL PARTNERS, LLC
WESTPORT, CT · Since 2012
FORESTER CAPITAL, L.L.C.
STAMFORD, CT · Since 2012
ATLANTIC STREET CAPITAL MANAGEMENT, LLC
GREENWICH, CT · Since 2016
CLEARVIEW CAPITAL, L.P.
STAMFORD, CT · Since 2012
PRENTICE CAPITAL MANAGEMENT, LP
GREENWICH, CT · Since 2018
WOODSON CAPITAL MANAGEMENT, LP
GREENWICH, CT · Since 2016
SOUTHFIELD CAPITAL LP
GREENWICH, CT · Since 2018
A&M CAPITAL
GREENWICH, CT · Since 2013
DYNAMIC BETA INVESTMENTS LLC
GREENWICH, CT · Since 2012
WAVELENGTH CAPITAL MANAGEMENT, LLC
WESTPORT, CT · Since 2013
ELLINGTON CREDIT COMPANY MANAGEMENT LLC
OLD GREENWICH, CT · Since 2013
CAS INVESTMENT PARTNERS, LLC
WESTPORT, CT · Since 2017
NORTHLIGHT CAPITAL PARTNERS
WESTPORT, CT · Since 2022
BRIGHTLIGHT CAPITAL
WESTPORT, CT · Since 2019
QUADRATIC CAPITAL MANAGEMENT LLC
GREENWICH, CT · Since 2015
SOMNIO FINANCIAL GROUP, LLC
GLASTONBURY, CT · Since 2024
NEBRODI PARTNERS, LLC
HARTFORD, CT · Since 2015
NEWDAY
SOUTHBURY, CT · Since 2018
WEALTHSHAPE LLC
WINDSOR, CT · Since 2026
HOYA CAPITAL REAL ESTATE, LLC
ROWAYTON, CT · Since 2019
NORTHCOAST ASSET MANAGEMENT LLC
STAMFORD, CT · Since 2015
MILESTONE ASSET MANAGEMENT GROUP, LLC
AVON, CT · Since 2023
HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.
STAMFORD, CT · Since 2016
DUNHAM LANE CAPITAL PARTNERS LLC
GREENWICH, CT · Since 2019
KLINE HILL PARTNERS LP
GREENWICH, CT · Since 2017
SPURSTONE
HIGGANUM, CT · Since 2023
GRANITE STATE CAPITAL MANAGEMENT, LP
GREENWICH, CT · Since 2016
MORSE ASSET MANAGEMENT, INC.
DARIEN, CT · Since 2016
GANIM PRIVATE WEALTH
SHELTON, CT · Since 2021
PRANA CAPITAL MANAGEMENT LP
GREENWICH, CT · Since 2017
POST ROAD GROUP LLC
STAMFORD, CT · Since 2017
RYE BROOK CAPITAL, LLC
GREENWICH, CT · Since 2020
MORRISSEY WEALTH MANAGEMENT LLC
NORTH HAVEN, CT · Since 2025
JADIAN CAPITAL, LP
STAMFORD, CT · Since 2018
QP GLOBAL FAMILY OFFICES, LLC
GREENWICH, CT · Since 2018
FAIRLEAD ASSET MANAGEMENT LLC
GREENWICH, CT · Since 2021
PHRACTION MANAGEMENT LLC
COLCHESTER, CT · Since 2018
EAGLE POINT INCOME MANAGEMENT LLC
GREENWICH, CT · Since 2018
EXCEL WEALTH MANAGEMENT, LLC
MANCHESTER, CT · Since 2019
STRATIS CAPITAL, LLC
DARIEN, CT · Since 2020
PARKMAN HEALTHCARE PARTNERS LLC
STAMFORD, CT · Since 2019
OLYMPIAD RESEARCH LP
STAMFORD, CT · Since 2019
U.S.A. FINANCIAL & TAX SERVICES, LLC
FARMINGTON, CT · Since 2025
HIGHLAND PEAK CAPITAL, LLC
OLD GREENWICH, CT · Since 2022
SAVOIR FAIRE CAPITAL MANAGEMENT, LP
NORWALK, CT · Since 2023
CARTENNA CAPITAL
STAMFORD, CT · Since 2020
NEW EDGE WEALTH
STAMFORD, CT · Since 2020
GREAT MOUNTAIN PARTNERS
NEW HAVEN, CT · Since 2020
RISKBRIDGE ADVISORS, LLC
NORWALK, CT · Since 2020
CANNAE PORTFOLIO ADVISORS, LLC
STAMFORD, CT · Since 2020
DELLORA INVESTMENTS LP
GREENWICH, CT · Since 2025
TEN COVES CAPITAL, LP
DARIEN, CT · Since 2020
JAT CAPITAL MANAGEMENT LP
GREENWICH, CT · Since 2020
EMPOWER FINANCIAL ADVISORY, LLC
GLASTONBURY, CT · Since 2021
AVESI PARTNERS LLC
STAMFORD, CT · Since 2021
BHARCAP PARTNERS, LLC
GREENWICH, CT · Since 2022
TOWER BAY ASSET MANAGEMENT LP
STAMFORD, CT · Since 2021
SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC
GREENWICH, CT · Since 2021
QUANTIX COMMODITIES LP
GREENWICH, CT · Since 2022
SAYBROOK WEALTH GROUP, INC.
OLD SAYBROOK, CT · Since 2022
PRIVATE CAPITAL ASSET MANAGEMENT LLC
DARIEN, CT · Since 2022
HOPLON ASSET MANAGEMENT, L.P.
GREENWICH, CT · Since 2025
WARWICK CAPITAL PARTNERS (US) LP
STAMFORD, CT · Since 2023
NEOS INVESTMENTS
WESTPORT, CT · Since 2022
IRONWOOD CAPITAL ADVISORS LLC
AVON, CT · Since 2022
SMITH BROTHERS FINANCIAL, LLC
GLASTONBURY, CT · Since 2022
THEMES MANAGEMENT COMPANY LLC
GREENWICH, CT · Since 2023
LOTUS INFRASTRUCTURE PARTNERS, LP
GREENWICH, CT · Since 2022
FINTRON ADVISORS, LLC
STAMFORD, CT · Since 2023
OXFORD PARK MANAGEMENT, LLC
GREENWICH, CT · Since 2023
REX ADVISERS, LLC
FAIRFIELD, CT · Since 2023
EAGLE POINT ENHANCED INCOME MANAGEMENT LLC
GREENWICH, CT · Since 2023
XDUS FUND ADVISOR
WINDSOR LOCKS, CT · Since 2023
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC
GREENWICH, CT · Since 2024
GE VERNOVA INVESTMENT ADVISERS, LLC
STAMFORD, CT · Since 2024
FCIG WEALTH MANAGEMENT, LLC
PLAINFIELD, CT · Since 2024
GARDEN INVESTMENTS
GREENWICH, CT · Since 2024
TUMOLO WEALTH MANAGEMENT LLC
EAST LYME, CT · Since 2026
PARADOXIOM CAPITAL
STAMFORD, CT · Since 2025
RENWAVE KORE, LLC
GREENWICH, CT · Since 2025
BAYPOINTE PARTNERS, LLC
STAMFORD, CT · Since 2024
ABUNDANT WEALTH MANAGEMENT LLC
STAMFORD, CT · Since 2025
POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC
GREENWICH, CT · Since 2024
MIZZEN MANAGEMENT LLC
STAMFORD, CT · Since 2024
COUNTERPOINTE INVESTMENT MANAGEMENT LLC
STAMFORD, CT · Since 2025
WARNER WEALTH
MADISON, CT · Since 2025
VARCOV CO.
DARIEN, CT · Since 2025
HEDGEYE ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2025
WALDO.AI, INC.
NEW HAVEN, CT · Since 2025
VERBENA VALUE LP
WESTPORT, CT · Since 2025
NIGHT OWL CAPITAL CANADA, LLC
GREENWICH, CT · Since 2026
JC CAPITAL ADVISORS GROUP LLC
STAMFORD, CT · Since 2026
AUGUST WEALTH ADVISORS LLC
WESTPORT, CT · Since 2025
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC
STAMFORD, CT · Since 2026
37SPRUCE INVESTMENT PARTNERS, LLC
GREENWICH, CT · Since 2026
GRADIENT RIDGE CAPITAL, L.P.
NORWALK, CT · Since 2026
FAIRLEAD STRATEGIES LLC
GREENWICH, CT · Since 2026
COINBASE ADVISORS
STAMFORD, CT · Since 2026
REINOVA CAPITAL ADVISORS LLC
GREENWICH, CT · Since 2026
BREACHER CAPITAL ADVISORS, LLC
STAMFORD, CT · Since 2021
SOLAS CAPITAL MANAGEMENT, LLC
DARIEN, CT · Since 2012
CRUISER CAPITAL ADVISORS, LLC
STAMFORD, CT · Since 2013
CROSS ISLAND ADVISORS LLC
DARIEN, CT · Since 2018
PLOOTUS
NEW HAVEN, CT · Since 2022
MATSON FINANCIAL ADVISORS, INC.
DANBURY, CT · Since 2002
WMGNA
FARMINGTON, CT · Since 2024
TOOMEY INVESTMENT MANAGEMENT, INC
WALLINGFORD, CT · Since 2018
MEDALLION WEALTH ADVISORS, LLC
FARMINGTON, CT · Since 2019
WHARTON MIDMARKET INVESTMENT ADVISORS INC
WOODBRIDGE, CT · Since 2019
TWEEDY, BROWNE COMPANY LLC
STAMFORD, CT · Since 1975
USI SECURITIES, INC.
GLASTONBURY, CT · Since 1999
AVITY INVESTMENT MANAGEMENT INC.
GREENWICH, CT · Since 1970
RMC INVESTMENT ADVISORS
WEST HARTFORD, CT · Since 1984
GAMCO ASSET MANAGEMENT INC.
GREENWICH, CT · Since 1978
FIERSTON FINANCIAL GROUP INC
WEST HARTFORD, CT · Since 1989
HFM WEALTH MANAGEMENT
WEST HARTFORD, CT · Since 1989
BRIDGEWATER ASSOCIATES, LP
WESTPORT, CT · Since 1990
LADD CAPITAL MANAGEMENT LLC
NEW HAVEN, CT · Since 1975
TSCG INVESTORS, LLC
SIMSBURY, CT · Since 1988
CIGNA INVESTMENTS, INC.
BLOOMFIELD, CT · Since 1982
EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC
STAMFORD, CT · Since 1987
NIGHT OWL CAPITAL MANAGEMENT, LLC
GREENWICH, CT · Since 1993
CONIFER INVESTMENTS LTD
WEST HARTFORD, CT · Since 1994
CHARTER RESEARCH & INVESTMENT GROUP INC
SOUTHPORT, CT · Since 1990
BAXTER INVESTMENT MANAGEMENT
RIVERSIDE, CT · Since 1959
EDGEWOOD MANAGEMENT LLC
GREENWICH, CT · Since 1974
BRADLEY FOSTER & SARGENT INC
HARTFORD, CT · Since 1994
VIRTUS CAPITAL ADVISERS, LLC
HARTFORD, CT · Since 1985
CRAMER ROSENTHAL MCGLYNN LLC
STAMFORD, CT · Since 1983
AIS CAPITAL MANAGEMENT L.P.
WILTON, CT · Since 1993
BOURGEON CAPITAL MANAGEMENT LLC
DARIEN, CT · Since 1999
HTG INVESTMENT ADVISORS INC
NEW CANAAN, CT · Since 1998
GFO ADVISORY SERVICES, LLC
GREENWICH, CT · Since 1999
AXIOM INVESTORS
GREENWICH, CT · Since 1999
ALTRINSIC GLOBAL ADVISORS, LLC
STAMFORD, CT · Since 2004
SAGARD PRIVATE EQUITY SOLUTIONS
GREENWICH, CT · Since 2001
JOHN A. BYSKO ASSOCIATES
OLD LYME, CT · Since 2015
CF PRIVATE EQUITY, INC.
NORWALK, CT · Since 1988
COMMONFUND OCIO, INC.
NORWALK, CT · Since 1999
LUCERNE CAPITAL MANAGEMENT, LP
GREENWICH, CT · Since 2001
PENTEGRA INVESTORS, INC.
SHELTON, CT · Since 1990
ADVICEONE ADVISORY SERVICES, LLC
GLASTONBURY, CT · Since 2003
CASTLEKEEP INVESTMENT ADVISORS
WESTPORT, CT · Since 2001
AQR CAPITAL MANAGEMENT, LLC
GREENWICH, CT · Since 1998
MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.
CHICAGO, CT · Since 2000
SOUND SHORE MANAGEMENT INC
GREENWICH, CT · Since 1978
ELLINGTON MANAGEMENT GROUP, L.L.C.
OLD GREENWICH, CT · Since 1999
HARDMAN JOHNSTON GLOBAL ADVISORS LLC
STAMFORD, CT · Since 1985
AQR ARBITRAGE, LLC
GREENWICH, CT · Since 2001
MAIN STREET RESEARCH LLC
LAKEVILLE, CT · Since 2000
FOUNDERS CAPITAL MANAGEMENT, LLC
HARTFORD, CT · Since 2002
CHILTON INVESTMENT COMPANY, INC.
STAMFORD, CT · Since 2004
DRUM HILL CAPITAL, LLC
WESTPORT, CT · Since 2006
K2/D&S MANAGEMENT CO., L.L.C.
STAMFORD, CT · Since 2003
GREY LEDGE ADVISORS, LLC
GUILFORD, CT · Since 2003
SOUND PORTFOLIO ADVISORS, LLC
MYSTIC, CT · Since 2021
RZH ADVISORS LLC
STAMFORD, CT · Since 2010
SPIVAK ASSET MANAGEMENT, LLC
AVON, CT · Since 2015
THAMES FINANCIAL MANAGEMENT
NORWICH, CT · Since 2018
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
FARMINGTON, CT · Since 2015
JEFFREY N. MEHLER, CFP LLC
ESSEX, CT · Since 2006
ABS GLOBAL INVESTMENTS
STAMFORD, CT · Since 2003
GRANITE GROUP ADVISORS, LLC
STAMFORD, CT · Since 2003
MJP WEALTH ADVISORS
FARMINGTON, CT · Since 2004
PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC
WEST HARTFORD, CT · Since 2005
KEYNOTE FINANCIAL SERVICES, LLC
VERNON, CT · Since 2022
PIER CAPITAL, LLC
STAMFORD, CT · Since 2004
VIKING GLOBAL INVESTORS LP
STAMFORD, CT · Since 2011
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.
DARIEN, CT · Since 2012
H/2 CAPITAL PARTNERS
STAMFORD, CT · Since 2012
FERMAT CAPITAL MANAGEMENT, LLC
WESTPORT, CT · Since 2006
COOK PINE CAPITAL LLC
GREENWICH, CT · Since 2005
TITAN ADVISORS, LLC
STAMFORD, CT · Since 2006
CORECOMMODITY MANAGEMENT, LLC
STAMFORD, CT · Since 2006
ARISTEIA CAPITAL, LLC
GREENWICH, CT · Since 2005
HAMMOND ILES WEALTH ADVISORS
WETHERSFIELD, CT · Since 2005
DRAKE CAPITAL ADVISORS LLC
OLD GREENWICH, CT · Since 2006
GOODNOW INVESTMENT GROUP LLC
DARIEN, CT · Since 2006
GABELLI & COMPANY INVESTMENT ADVISERS, INC.
GREENWICH, CT · Since 2006
GREYLOCK CAPITAL MANAGEMENT, LLC
STAMFORD, CT · Since 2006
DRUM CAPITAL MANAGEMENT LLC
STAMFORD, CT · Since 2006
STRATEGIC VALUE PARTNERS, LLC
GREENWICH, CT · Since 2011
PALOMA PARTNERS MANAGEMENT COMPANY
GREENWICH, CT · Since 2011
TEEWINOT CAPITAL ADVISERS, L.L.C.
NORWALK, CT · Since 2006
SPROTT ASSET MANAGEMENT USA INC.
DARIEN, CT · Since 2006
BRIDGELIGHT FINANCIAL ADVISORS, INC
SHELTON, CT · Since 2025
5TH STREET ADVISORS, LLC
SOUTHPORT, CT · Since 2007
ALEXANDER CAPITAL ADVISORS, LLC
NEW CANAAN, CT · Since 2025
ENERGY INCOME PARTNERS
WESTPORT, CT · Since 2006
ELLINGTON GLOBAL ASSET MANAGEMENT, LLC
OLD GREENWICH, CT · Since 2006
DWM ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2007
GILMAN HILL ASSET MANAGEMENT, LLC
NEW CANAAN, CT · Since 2007
PASI INVESTMENTS, LLC
FARMINGTON, CT · Since 2008
VIRTUS FIXED INCOME ADVISERS, LLC
HARTFORD, CT · Since 2008
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC
SOUTHPORT, CT · Since 2008
HT PARTNERS LLC
CENTERBROOK, CT · Since 2008
FOX RUN MANAGEMENT LLC
GREENWICH, CT · Since 2015
LAND & BUILDINGS INVESTMENT MANAGEMENT, LLC
STAMFORD, CT · Since 2009
ELLINGTON FINANCIAL MANAGEMENT LLC
OLD GREENWICH, CT · Since 2009
CLEAR HARBOR ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2009
COASTAL BRIDGE ADVISORS
WESTPORT, CT · Since 2009
RANGELEY CAPITAL, LLC
NEW CANAAN, CT · Since 2024
RJA ASSET MANAGEMENT LLC
STAMFORD, CT · Since 2010
ARGA INVESTMENT MANAGEMENT, LP
STAMFORD, CT · Since 2012
CONNECTICUT WEALTH MANAGEMENT, LLC
FARMINGTON, CT · Since 2012
DISCERENE GROUP LP
STAMFORD, CT · Since 2014
ACK ASSET MANAGEMENT LLC
GREENWICH, CT · Since 2010
HUDSON BAY CAPITAL MANAGEMENT LP
STAMFORD, CT · Since 2012
AETOS CAPITAL REAL ESTATE
GREENWICH, CT · Since 2012
STONE POINT CAPITAL LLC
GREENWICH, CT · Since 2012
LONE PINE CAPITAL LLC
GREENWICH, CT · Since 2012
LITTLEJOHN & CO., LLC
GREENWICH, CT · Since 2012
ASTATINE INVESTMENT PARTNERS
GREENWICH, CT · Since 2012
FIRST RESERVE
STAMFORD, CT · Since 2012
L CATTERTON
GREENWICH, CT · Since 2011
GREENBRIAR EQUITY GROUP
GREENWICH, CT · Since 2012
WESTPORT CAPITAL PARTNERS LLC
DARIEN, CT · Since 2011
SILVER POINT CAPITAL, L.P.
GREENWICH, CT · Since 2012
PRECISION CAPITAL ADVISORS, LLC
GREENWICH, CT · Since 2012
MARBLEGATE ASSET MANAGEMENT, LLC
GREENWICH, CT · Since 2012
AYRSHIRE CAPITAL MANAGEMENT LLC
WESTPORT, CT · Since 2019
KENSICO CAPITAL MANAGEMENT CORP.
GREENWICH, CT · Since 2012
NANTAHALA CAPITAL MANAGEMENT, LLC
NEW CANAAN, CT · Since 2011
BRYNWOOD PARTNERS
GREENWICH, CT · Since 2012
COLISEUM CAPITAL MANAGEMENT, LLC
ROWAYTON, CT · Since 2012
GRIDIRON CAPITAL, LLC
NEW CANAAN, CT · Since 2012
GREAT POINT PARTNERS, LLC
GREENWICH, CT · Since 2012
FAIRVIEW CONSTITUTION MANAGEMENT IV LLC
WEST HARTFORD, CT · Since 2012
CHILTON INVESTMENT SERVICES, LLC
STAMFORD, CT · Since 2011
CZECH ASSET MANAGEMENT, L.P.
STAMFORD, CT · Since 2011
YAKIRA CAPITAL MANAGEMENT, INC.
WESTPORT, CT · Since 2012
SAGEVIEW CAPITAL LP
GREENWICH, CT · Since 2012
GLADE BROOK CAPITAL PARTNERS LLC
GREENWICH, CT · Since 2012
J.H. WHITNEY CAPITAL PARTNERS, LLC
NEW CANAAN, CT · Since 2012
MONOMOY CAPITAL MANAGEMENT, L.P.
GREENWICH, CT · Since 2012
OLYMPUS ADVISORS, LLC
STAMFORD, CT · Since 2012
GRAHAM CAPITAL MANAGEMENT, L.P.
ROWAYTON, CT · Since 2012
TRUE NORTH MANAGEMENT GROUP, LLC
STAMFORD, CT · Since 2012
P.A.W. CAPITAL PARTNERS, LP
GREENWICH, CT · Since 2012
KARPREILLY, LLC
GREENWICH, CT · Since 2012
FAIRVIEW CAPITAL PARTNERS, LLC
WEST HARTFORD, CT · Since 2012
DISCOVERY CAPITAL MANAGEMENT, LLC
SOUTH NORWALK, CT · Since 2012
MANGROVE PARTNERS
GREENWICH, CT · Since 2013
BHMS INVESTMENTS, LP
WESTPORT, CT · Since 2022
HAMILTON ROBINSON LLC
STAMFORD, CT · Since 2021
BROOKSIDE EQUITY PARTNERS LLC
STAMFORD, CT · Since 2015
PROPRIUM CAPITAL PARTNERS, L.P.
STAMFORD, CT · Since 2013
EDUCATION GROWTH PARTNERS, LLC
STAMFORD, CT · Since 2019
EAGLE POINT CREDIT MANAGEMENT LLC
GREENWICH, CT · Since 2013
PROSTAR CAPITAL (US) LLC
GREENWICH, CT · Since 2014
BLT FUND MANAGER LLC
STAMFORD, CT · Since 2013
TENGRAM CAPITAL PARTNERS
WESTPORT, CT · Since 2014
BEIRNE.
SHELTON, CT · Since 2013
SARISSA CAPITAL MANAGEMENT LP
GREENWICH, CT · Since 2013
ONE RIVER ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2013
MC CREDIT PARTNERS LP
STAMFORD, CT · Since 2014
COMPASS GROUP MANAGEMENT LLC
WESTPORT, CT · Since 2013
VIRTUS ADVISERS, LLC
HARTFORD, CT · Since 2013
SOUND MARK PARTNERS, LLC
GREENWICH, CT · Since 2013
HEALTHCARE ROYALTY MANAGEMENT, LLC
STAMFORD, CT · Since 2014
TREXQUANT INVESTMENT LP
STAMFORD, CT · Since 2014
WHITEHAVEN ASSET MANAGEMENT, LP
GREENWICH, CT · Since 2016
SHELTER GROWTH CAPITAL PARTNERS LLC
STAMFORD, CT · Since 2014
LITVAK WEALTH, LLC
NORWALK, CT · Since 2023
APELLA WEALTH
WEST HARTFORD, CT · Since 2014
JOHNSON BRUNETTI
WETHERSFIELD, CT · Since 2014
MONECO ADVISORS
FAIRFIELD, CT · Since 2014
AMULET CAPITAL PARTNERS, L.P.
GREENWICH, CT · Since 2017
KENNEDY WEALTH & TAX MANAGEMENT, LLC
SOUTHBURY, CT · Since 2018
STEEPROCK CAPITAL
GREENWICH, CT · Since 2014
ACTIVANT CAPITAL GROUP LLC
DARIEN, CT · Since 2018
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
NEW HAVEN, CT · Since 2015
SIGHTLINE WEALTH ADVISORS, LLC
GROTON, CT · Since 2015
ENGLE CAPITAL MANAGEMENT, L.P.
GREENWICH, CT · Since 2017
HARBOUR POINT CAPITAL
DARIEN, CT · Since 2019
BALANCE POINT CAPITAL ADVISORS, LLC
WESTPORT, CT · Since 2015
CAT ROCK CAPITAL MANAGEMENT LP
GREENWICH, CT · Since 2015
TRUE GREEN CAPITAL MANAGEMENT LLC
WESTPORT, CT · Since 2022
CATUM ADVISORY GROUP, LLC.
WILTON, CT · Since 2026
SUNRIVER MANAGEMENT LLC
GREENWICH, CT · Since 2015
BCK CAPITAL MANAGEMENT LP
STAMFORD, CT · Since 2020
POINT72 ASSET MANAGEMENT, L.P.
STAMFORD, CT · Since 2016
GREENHOUSE WEALTH MANAGEMENT, LLC
WESTPORT, CT · Since 2019
RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLC
STAMFORD, CT · Since 2017
BURNHAM STERLING ASSET MANAGEMENT LLC
COS COB, CT · Since 2024
GEMSPRING CAPITAL MANAGEMENT, LP
WESTPORT, CT · Since 2016
UNION CAPITAL ASSOCIATES, L.P.
GREENWICH, CT · Since 2016
GAINLINE CAPITAL PARTNERS LP
STAMFORD, CT · Since 2020
CROSS OCEAN PARTNERS MANAGEMENT LP
GREENWICH, CT · Since 2016
STORMFIELD CAPITAL, LLC
SOUTHPORT, CT · Since 2020
ROUND ROCK ADVISORS LLC
WILTON, CT · Since 2017
AYRTON CAPITAL LLC
WESTPORT, CT · Since 2022
GALLATIN POINT CAPITAL LLC
GREENWICH, CT · Since 2017
ROSSMORE PRIVATE CAPITAL, LLC
GLASTONBURY, CT · Since 2017
INTEGRA GLOBAL ADVISORS LLC
STAMFORD, CT · Since 2017
GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP
GREENWICH, CT · Since 2021
PRINCIPLE WEALTH
MADISON, CT · Since 2017
PINEY LAKE CAPITAL MANAGEMENT LP
GREENWICH, CT · Since 2018
ARARAT CAPITAL MANAGEMENT LP
WESTPORT, CT · Since 2020
TRIVIUM POINT ADVISORY, LLC
WILTON, CT · Since 2018
BURNE FINANCIAL CONCEPTS, LLC
WATERTOWN, CT · Since 2025
LOANCORE CAPITAL CREDIT ADVISOR LLC
GREENWICH, CT · Since 2018
SOVEREIGN FINANCIAL GROUP, INC.
STAMFORD, CT · Since 2019
SOLEUS CAPITAL MANAGEMENT, L.P.
GREENWICH, CT · Since 2020
NEW CHINA CAPITAL MANAGEMENT CORP.
STAMFORD, CT · Since 2023
SREP CAPITAL MANAGEMENT, LLC
GREENWICH, CT · Since 2025
OXFORD GATE MANAGEMENT, LLC
GREENWICH, CT · Since 2021
COLTER LEWIS INVESTMENT PARTNERS, LLC
GREENWICH, CT · Since 2018
BROADVIEW REAL ESTATE PARTNERS, LLC
STAMFORD, CT · Since 2018
ARBOUR LANE CAPITAL MANAGEMENT LP
STAMFORD, CT · Since 2018
LONG PATH PARTNERS, LP
STAMFORD, CT · Since 2019
OLYMPUS PEAK ASSET MANAGEMENT LP
GREENWICH, CT · Since 2019
GRANDVIEW PROPERTY PARTNERS, LLC
GREENWICH, CT · Since 2019
PARSIFAL CAPITAL MANAGEMENT, LP
GREENWICH, CT · Since 2019
WATCHTOWER ADVISORS, LP
OLD GREENWICH, CT · Since 2019
NASSAU PRIVATE CREDIT LLC
DARIEN, CT · Since 2019
SPECTRUM ASSET MANAGEMENT, INC.
STAMFORD, CT · Since 1987
ARDSLEY PARTNERS
NORWALK, CT · Since 2019
PELOTON EQUITY LLC
GREENWICH, CT · Since 2019
IRON TRIANGLE PARTNERS LP
COS COB, CT · Since 2019
BRIGHTON PARK CAPITAL
GREENWICH, CT · Since 2019
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
MILFORD, CT · Since 2019
TRGP INVESTMENT PARTNERS, LP
STAMFORD, CT · Since 2020
JK PRIVATE WEALTH, LLC
GLASTONBURY, CT · Since 2024
11 CAPITAL PARTNERS LP
DARIEN, CT · Since 2020
OAKRIDGE MANAGEMENT GROUP LLC
STAMFORD, CT · Since 2020
WOLF HILL CAPITAL MANAGEMENT, LP
GREENWICH, CT · Since 2020
GHK CAPITAL PARTNERS LP
GREENWICH, CT · Since 2021
GREENSLEDGE ASSET MANAGEMENT LLC
GLASTONBURY, CT · Since 2022
KREITLER FINANCIAL LLC
NEW HAVEN, CT · Since 2020
ANABRANCH CAPITAL MANAGEMENT, LP
STAMFORD, CT · Since 2020
CARRONADE CAPITAL MANAGEMENT, LP
DARIEN, CT · Since 2020
EAGLE HEALTH INVESTMENTS LP
GREENWICH, CT · Since 2021
LONGRANGE CAPITAL, L.P.
STAMFORD, CT · Since 2020
BASTION MANAGEMENT II LLC
STAMFORD, CT · Since 2021
STONE POINT CREDIT ADVISER LLC
GREENWICH, CT · Since 2020
CONSTITUTION INVESTMENT ADVISORY AND PORTFOLIO MANAGEMENT
SHELTON, CT · Since 2020
ALCHEMI WEALTH, LLC
ESSEX, CT · Since 2020
ASTATINE INVESTMENT PARTNERS
GREENWICH, CT · Since 2020
MONACHIL CAPITAL PARTNERS LP
GREENWICH, CT · Since 2022
ARDMORE ROAD ASSET MANAGEMENT LP
WESTPORT, CT · Since 2020
SYMETRA INVESTMENT MANAGEMENT COMPANY
FARMINGTON, CT · Since 2021
CENTERBOOK PARTNERS LP
GREENWICH, CT · Since 2021
DEEP TRACK CAPITAL, LP
GREENWICH, CT · Since 2021
GENERATIVE INVESTMENT PARTNERS LP
GREENWICH, CT · Since 2022
LCR WEALTH MANAGEMENT LLC
WESTPORT, CT · Since 2021
HEARTWOOD PARTNERS, LLC
NORWALK, CT · Since 2021
CONCENTRIC CAPITAL STRATEGIES L.P.
STAMFORD, CT · Since 2022
BLUE DOOR ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2021
FAIRBRIDGE ASSET MANAGEMENT LLC
DARIEN, CT · Since 2023
BROADLIGHT CAPITAL MANAGEMENT, LLC
GREENWICH, CT · Since 2021
ARKVIEW CAPITAL, L.P.
STAMFORD, CT · Since 2024
BRAIDWELL LP
STAMFORD, CT · Since 2022
SANDBROOK CAPITAL MANAGEMENT LP
STAMFORD, CT · Since 2022
RPO LLC
STAMFORD, CT · Since 2022
SR ALTERNATIVE CREDIT, LLC
DARIEN, CT · Since 2024
COINBASE ASSET MANAGEMENT, LLC
STAMFORD, CT · Since 2022
ISO-MTS CAPITAL MANAGEMENT LP
GREENWICH, CT · Since 2022
CARAVELA ENERGY PARTNERS LP
DARIEN, CT · Since 2022
GE INVESTMENT MANAGEMENT
NORWALK, CT · Since 2022
MYCOR CAPITAL MANAGEMENT, LLC
STAMFORD, CT · Since 2023
LONGWALL FAMILY OFFICE
WESTPORT, CT · Since 2023
ONDO CAPITAL MANAGEMENT LLC
GREENWICH, CT · Since 2025
ALPINE HILL ADVISORS LLC
WESTPORT, CT · Since 2023
TRIVENI CAPITAL INVESTMENTS LP
STAMFORD, CT · Since 2023
CLEARALPHA TECHNOLOGIES LP
GREENWICH, CT · Since 2023
33 CAPITAL MANAGEMENT LLC
GREENWICH, CT · Since 2023
3 BOOMERANG CAPITAL, LP
GREENWICH, CT · Since 2024
FORWARD CONSUMER PARTNERS, LLC
GREENWICH, CT · Since 2023
BLKBRD ASSET MANAGEMENT
OLD GREENWICH, CT · Since 2025
LYKOS GLOBAL MANAGEMENT, LP
STAMFORD, CT · Since 2024
KATE CAPITAL LLC
WESTPORT, CT · Since 2024
CAPZONE MANAGEMENT LLC
NORWALK, CT · Since 2024
MOUNTAIN POINT CREDIT MANAGEMENT LLC
GREENWICH, CT · Since 2024
SCIENCE & TECHNOLOGY PARTNERS, L.P.
GREENWICH, CT · Since 2024
PERRYRIDGE CAPITAL LP
GREENWICH, CT · Since 2024
STONE POINT CREDIT INCOME ADVISER LLC
GREENWICH, CT · Since 2024
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC
GREENWICH, CT · Since 2026
WAYPOINT CAPITAL PARTNERS, LLC
STAMFORD, CT · Since 2025
FREMEN CAPITAL
STAMFORD, CT · Since 2025
UPLIFT
DARIEN, CT · Since 2025
THIRD VIEW PRIVATE WEALTH
WESTPORT, CT · Since 2025
TOURMALET ADVISORS, LP
FAIRFIELD, CT · Since 2025
AGILIS INVESTMENT MANAGEMENT LLC
WILTON, CT · Since 2025
INNOVATIVE ASSET ADVISORS GROUP
SHELTON, CT · Since 2025
COVE VIEW INVESTMENT PARTNERS, LLC
OLD GREENWICH, CT · Since 2026
LIGHT ARC CAPITAL MANAGEMENT LLC
GREENWICH, CT · Since 2026
TELOS PARTNERS LLC
AVON, CT · Since 2026
BRX GLOBAL
GREENWICH, CT · Since 2025
FORTWOOD CAPITAL LP
GREENWICH, CT · Since 2024
AETNA ASSET ADVISORS, LLC
HARTFORD, CT · Since 2012
1543 CAPITAL LP
GREENWICH, CT · Since 2021
LBB HOLDING COMPANY LLC
NORWALK, CT · Since 2019
VOYA RETIREMENT ADVISORS, LLC
WINDSOR, CT · Since 2000
ASSET MANAGEMENT GROUP, INC.
STAMFORD, CT · Since 1998
PRIVATE CAPITAL ADVISORS, INC.
DARIEN, CT · Since 2003
FISCAL WISDOM WEALTH MANAGEMENT LLC
CANTON, CT · Since 2020
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
BRISTOL, CT · Since 2020
SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
STAMFORD, CT · Since 2017
HONDIUS CAPITAL MANAGEMENT, LP
NORWALK, CT · Since 2019
WITT LAKE ASSET MANAGEMENT LLC
STAMFORD, CT · Since 2025
GRANITE ISLANDS PRIVATE WEALTH, LLC
GUILFORD, CT · Since 2025
PHILOSMITH CAPITAL CORPORATION
STAMFORD, CT · Since 2012
DUNBAR ASSOCIATES, LLC
MONROE, CT · Since 2022
CONNING INVESTMENT PRODUCTS, INC.
HARTFORD, CT · Since 2014
VERITION FUND MANAGEMENT LLC
GREENWICH, CT · Since 2012
TUDOR INVESTMENT CORPORATION
STAMFORD, CT · Since 2012
PROCYON
SHELTON, CT · Since 2017
AIP CAPITAL ADVISORS LLC
STAMFORD, CT · Since 2024
DIASTOLE WEALTH MANAGEMENT
GUILFORD, CT · Since 2000
INVESTMARK ADVISORY GROUP LLC
SHELTON, CT · Since 2012
JGB CAPITAL MANAGEMENT L.P.
WESTPORT, CT · Since 2017
GRAYSCALE ADVISORS
STAMFORD, CT · Since 2022
STONEBRIDGE ADVISORS LLC
WILTON, CT · Since 2005
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
FAIRFIELD, CT · Since 2022
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
STAMFORD, CT · Since 2016
AXA INVESTMENT MANAGERS US INC
STAMFORD, CT · Since 2001
AST INVESTMENT SERVICES, INC.
SHELTON, CT · Since 1992
VISION INVESTMENT ADVISORS, LLC
STAMFORD, CT · Since 2000
SEARLE & CO.
GREENWICH, CT · Since 2007
GPB CAPITAL HOLDINGS, LLC
GREENWICH, CT · Since 2014
UBS FARMLAND INVESTORS LLC
HARTFORD, CT · Since 1997
UBS REALTY INVESTORS LLC
HARTFORD, CT · Since 1994
VOYA FINANCIAL ADVISORS, INC.
WINDSOR, CT · Since 1994
A.G.P / ALLIANCE GLOBAL PARTNERS
WESTPORT, CT · Since 2009
OSAIC INSTITUTIONS, INC.
MERIDEN, CT · Since 2006
About Financial Advisors in Connecticut
How many financial advisors are registered in Connecticut?
There are 496 SEC-registered investment advisory firms in Connecticut, spread across 61 cities. This includes firms managing $100 million or more in client assets.
What is the average financial advisor fee in Connecticut?
The median advisory fee in Connecticut is 0.95% of assets under management per year, based on fee schedules disclosed in Form ADV Part 2A filings.
How are advisors ranked on this page?
Advisors are ranked by our Red Flag Score (0-100), which considers disciplinary history, customer complaints, conflicts of interest (broker-dealer affiliations, insurance licensing, custody arrangements), and fee positioning. Higher scores indicate fewer risk factors in public filings.
Where does this data come from?
All data is sourced from the SEC's public Form ADV filings, available at sec.gov/foia. Updated monthly. We do not accept payment from advisors for inclusion or ranking.