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AC INVESTMENT MANAGEMENT LLC

1350 AVENUE OF THE AMERICAS, SUITE 2300, NEW YORK, NY 10019
Fiduciaryfee-onlySEC Registered
(212) 245-8200 HTTP://WWW.ACIMFUNDS.COM CRD #140443
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$251M
Assets Managed
3
Clients
8
Employees
20
Years Active
since 2006

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46112. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46112

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 33.33 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameAC INVESTMENT MANAGEMENT LLC
CRD Number#140443
SEC RegisteredYes
Registration Date2006-06-22
States RegisteredNY
Assets Under Management$251M
Number of Clients3
Employees8
Compensation Typefee-only
Last ADV Filing46112

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Frequently Asked Questions

Is AC INVESTMENT MANAGEMENT LLC a fiduciary?

Yes. AC INVESTMENT MANAGEMENT LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does AC INVESTMENT MANAGEMENT LLC charge clients?

AC INVESTMENT MANAGEMENT LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does AC INVESTMENT MANAGEMENT LLC have any complaints?

Yes. AC INVESTMENT MANAGEMENT LLC has 1 complaint(s) on record. Their complaint ratio is 33.33 per 100 clients (industry average: ~0.15).

How does AC INVESTMENT MANAGEMENT LLC compare to other advisors in NEW YORK?

AC INVESTMENT MANAGEMENT LLC has a Red Flag Score of 87/100. There are 1970 registered advisory firms in NEW YORK. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46112. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.