AdvisorRanked
95
Clean

CAIUS CAPITAL US LP

135 W. 50TH ST., NEW YORK, NY 10020
Fiduciaryfee-onlySEC Registered
+1(347) 637-7131 HTTPS://WWW.CAIUSCAPITAL.COM CRD #322911
$1.7B
Assets Managed
2
Clients
2
Employees
4
Years Active
since 2022

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46107. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 4 years.

Firm Details

Legal NameCAIUS CAPITAL US LP
CRD Number#322911
SEC RegisteredYes
Registration Date2022-10-03
States RegisteredNY
Assets Under Management$1.7B
Number of Clients2
Employees2
Compensation Typefee-only
Last ADV Filing46107

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Frequently Asked Questions

Is CAIUS CAPITAL US LP a fiduciary?

Yes. CAIUS CAPITAL US LP is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does CAIUS CAPITAL US LP charge clients?

CAIUS CAPITAL US LP uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does CAIUS CAPITAL US LP have any complaints?

No. CAIUS CAPITAL US LP has zero complaints or disciplinary actions on file with the SEC or FINRA across 4 years of operation.

How does CAIUS CAPITAL US LP compare to other advisors in NEW YORK?

CAIUS CAPITAL US LP has a Red Flag Score of 95/100. There are 1970 registered advisory firms in NEW YORK. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46107. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.