AdvisorRanked
85
Clean

HAMLIN CAPITAL MANAGEMENT, LLC

640 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019
Fiduciaryfee-onlySEC Registered
212.752.8777 HTTP://WWW.HAMLINCM.COM CRD #119278
$8.7B
Assets Managed
14
Clients
24
Employees
24
Years Active
since 2002

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46104. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

regulatory46104

1 regulatory action(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 0

Complaint ratio: 0.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameHAMLIN CAPITAL MANAGEMENT, LLC
CRD Number#119278
SEC RegisteredYes
Registration Date2002-02-22
States RegisteredNY
Assets Under Management$8.7B
Number of Clients14
Employees24
Compensation Typefee-only
Last ADV Filing46104

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Frequently Asked Questions

Is HAMLIN CAPITAL MANAGEMENT, LLC a fiduciary?

Yes. HAMLIN CAPITAL MANAGEMENT, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does HAMLIN CAPITAL MANAGEMENT, LLC charge clients?

HAMLIN CAPITAL MANAGEMENT, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does HAMLIN CAPITAL MANAGEMENT, LLC have any complaints?

No. HAMLIN CAPITAL MANAGEMENT, LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 24 years of operation.

How does HAMLIN CAPITAL MANAGEMENT, LLC compare to other advisors in NEW YORK?

HAMLIN CAPITAL MANAGEMENT, LLC has a Red Flag Score of 85/100. There are 1970 registered advisory firms in NEW YORK. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46104. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.