AdvisorRanked
100
Clean

LISANTI CAPITAL GROWTH LLC

777 THIRD AVENUE, NEW YORK, NY 10017
Fiduciaryfee-onlySEC Registered
332-262-3100 HTTP://LISANTICAP.COM CRD #130023
$432M
Assets Managed
3
Clients
4
Employees
22
Years Active
since 2004

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46142. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 22 years.

Firm Details

Legal NameLISANTI CAPITAL GROWTH LLC
CRD Number#130023
SEC RegisteredYes
Registration Date2004-01-05
States RegisteredNY
Assets Under Management$432M
Number of Clients3
Employees4
Compensation Typefee-only
Last ADV Filing46142

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Frequently Asked Questions

Is LISANTI CAPITAL GROWTH LLC a fiduciary?

Yes. LISANTI CAPITAL GROWTH LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does LISANTI CAPITAL GROWTH LLC charge clients?

LISANTI CAPITAL GROWTH LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does LISANTI CAPITAL GROWTH LLC have any complaints?

No. LISANTI CAPITAL GROWTH LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 22 years of operation.

How does LISANTI CAPITAL GROWTH LLC compare to other advisors in NEW YORK?

LISANTI CAPITAL GROWTH LLC has a Red Flag Score of 100/100. There are 1970 registered advisory firms in NEW YORK. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46142. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.