AdvisorRanked
95
Clean

P. SCHOENFELD ASSET MANAGEMENT LP

126 EAST 56TH STREET, NEW YORK, NY 10022
Fiduciaryfee-onlySEC Registered
212-649-9500 HTTP://WWW.PSAM.COM CRD #149236
$532M
Assets Managed
4
Clients
12
Employees
17
Years Active
since 2009

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46112. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 17 years.

Firm Details

Legal NameP. SCHOENFELD ASSET MANAGEMENT LP
CRD Number#149236
SEC RegisteredYes
Registration Date2009-03-12
States RegisteredNY
Assets Under Management$532M
Number of Clients4
Employees12
Compensation Typefee-only
Last ADV Filing46112

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Frequently Asked Questions

Is P. SCHOENFELD ASSET MANAGEMENT LP a fiduciary?

Yes. P. SCHOENFELD ASSET MANAGEMENT LP is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does P. SCHOENFELD ASSET MANAGEMENT LP charge clients?

P. SCHOENFELD ASSET MANAGEMENT LP uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does P. SCHOENFELD ASSET MANAGEMENT LP have any complaints?

No. P. SCHOENFELD ASSET MANAGEMENT LP has zero complaints or disciplinary actions on file with the SEC or FINRA across 17 years of operation.

How does P. SCHOENFELD ASSET MANAGEMENT LP compare to other advisors in NEW YORK?

P. SCHOENFELD ASSET MANAGEMENT LP has a Red Flag Score of 95/100. There are 1970 registered advisory firms in NEW YORK. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46112. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.