AdvisorRanked
92
Clean

ROSECLIFF VENTURE MANAGEMENT, LLC

767 5TH AVENUE, NEW YORK, NY 10153
Fiduciaryfee-onlySEC Registered
(212) 492-3000 www.linkedin.com/company/rosecliff-ventures/about/ CRD #300188
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$650M
Assets Managed
7
Clients
10
Employees
6
Years Active
since 2020

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46108. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46108

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 14.29 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameROSECLIFF VENTURE MANAGEMENT, LLC
CRD Number#300188
SEC RegisteredYes
Registration Date2020-06-29
States RegisteredNY
Assets Under Management$650M
Number of Clients7
Employees10
Compensation Typefee-only
Last ADV Filing46108

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Frequently Asked Questions

Is ROSECLIFF VENTURE MANAGEMENT, LLC a fiduciary?

Yes. ROSECLIFF VENTURE MANAGEMENT, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does ROSECLIFF VENTURE MANAGEMENT, LLC charge clients?

ROSECLIFF VENTURE MANAGEMENT, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does ROSECLIFF VENTURE MANAGEMENT, LLC have any complaints?

Yes. ROSECLIFF VENTURE MANAGEMENT, LLC has 1 complaint(s) on record. Their complaint ratio is 14.29 per 100 clients (industry average: ~0.15).

How does ROSECLIFF VENTURE MANAGEMENT, LLC compare to other advisors in NEW YORK?

ROSECLIFF VENTURE MANAGEMENT, LLC has a Red Flag Score of 92/100. There are 1970 registered advisory firms in NEW YORK. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46108. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.