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92
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SPARTA WEALTH PARTNERS

4500 CAMERON VALLEY PARKWAY, CHARLOTTE, NC 28211
Fiduciaryfee-onlySEC Registered
704-575-1148 www.linkedin.com/company/68279081 CRD #318036
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$305M
Assets Managed
8
Clients
8
Employees
4
Years Active
since 2022

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46113. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46113

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 12.50 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameSPARTA WEALTH PARTNERS
CRD Number#318036
SEC RegisteredYes
Registration Date2022-01-20
States RegisteredNC
Assets Under Management$305M
Number of Clients8
Employees8
Compensation Typefee-only
Last ADV Filing46113

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Frequently Asked Questions

Is SPARTA WEALTH PARTNERS a fiduciary?

Yes. SPARTA WEALTH PARTNERS is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does SPARTA WEALTH PARTNERS charge clients?

SPARTA WEALTH PARTNERS uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does SPARTA WEALTH PARTNERS have any complaints?

Yes. SPARTA WEALTH PARTNERS has 1 complaint(s) on record. Their complaint ratio is 12.50 per 100 clients (industry average: ~0.15).

How does SPARTA WEALTH PARTNERS compare to other advisors in CHARLOTTE?

SPARTA WEALTH PARTNERS has a Red Flag Score of 92/100. There are 91 registered advisory firms in CHARLOTTE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46113. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.