Best Financial Advisors in Rhode Island
49 SEC-registered advisory firms across 18 cities. Ranked by Trust Score using public regulatory data from Form ADV filings.
Cities in Rhode Island
Top-Ranked Advisors in Rhode Island
Page 1 of 2 · 49 firms
UNISON
PROVIDENCE, RI · Since 2015
YOUNG RICHARD C & CO LTD
NEWPORT, RI · Since 1990
WEYBOSSET RESEARCH & MANAGEMENT, LLC
PROVIDENCE, RI · Since 2000
SLOCUM, GORDON & CO. LLP
NEWPORT, RI · Since 1979
THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
WARWICK, RI · Since 1998
SK WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 1999
LINCOLN CAPITAL CORPORATION
EAST GREENWICH, RI · Since 1991
MYSTIC ASSET MANAGEMENT
WARWICK, RI · Since 2014
MCGUIRE WEALTH MANAGEMENT
WAKEFIELD, RI · Since 2018
MARSTONE LLC
PROVIDENCE, RI · Since 2013
WEALTHCARE INVESTMENT PARTNERS LLC
PORTSMOUTH, RI · Since 2018
TRANSWESTERN CAPITAL ADVISORS, LLC
NEWPORT, RI · Since 2006
FORBES FINANCIAL PLANNING, INC.
EAST GREENWICH, RI · Since 2020
FINANCIAL INDEPENDENCE, LLC
WARWICK, RI · Since 2021
D & P INVESTMENT ADVISORS, LTD.
WAKEFIELD, RI · Since 2022
ELIOT ROSE WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 2021
FIAM LLC
SMITHFIELD, RI · Since 2004
PROVIDENCE EQUITY PARTNERS L.L.C.
PROVIDENCE, RI · Since 2010
HAVE RIA, INC.
PROVIDENCE, RI · Since 2023
VERITAS WEALTH MANAGEMENT
NORTH KINGSTOWN, RI · Since 2026
PARSONS CAPITAL MANAGEMENT INC
PROVIDENCE, RI · Since 1993
NAUTIC PARTNERS, LLC
PROVIDENCE, RI · Since 2012
BALANCED WEALTH MANAGEMENT, LLC.
EAST GREENWICH, RI · Since 2026
PLUM POINTE WEALTH MANAGEMENT
PROVIDENCE, RI · Since 2024
STRATEGICPOINT INVESTMENT ADVISORS LLC
PROVIDENCE, RI · Since 2002
About Financial Advisors in Rhode Island
How many financial advisors are registered in Rhode Island?
There are 49 SEC-registered investment advisory firms in Rhode Island, spread across 18 cities. This includes firms managing $100 million or more in client assets.
What is the average financial advisor fee in Rhode Island?
The median advisory fee in Rhode Island is 0.95% of assets under management per year, based on fee schedules disclosed in Form ADV Part 2A filings.
How are advisors ranked on this page?
Advisors are ranked by our Trust Score (0-100), which considers disciplinary history, customer complaints, conflicts of interest (broker-dealer affiliations, insurance licensing, custody arrangements), and fee positioning. Higher scores indicate fewer risk factors in public filings.
Where does this data come from?
All data is sourced from the SEC's public Form ADV filings, available at sec.gov/foia. Updated monthly. We do not accept payment from advisors for inclusion or ranking.