Best Financial Advisors in Rhode Island
49 SEC-registered advisory firms across 18 cities. Ranked by Red Flag Score using public regulatory data from Form ADV filings.
Cities in Rhode Island
Top-Ranked Firms in Rhode Island
SLOCUM, GORDON & CO. LLP
NEWPORT, RI · Since 1979
YOUNG RICHARD C & CO LTD
NEWPORT, RI · Since 1990
WEYBOSSET RESEARCH & MANAGEMENT, LLC
PROVIDENCE, RI · Since 2000
THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
WARWICK, RI · Since 1998
SK WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 1999
LINCOLN CAPITAL CORPORATION
EAST GREENWICH, RI · Since 1991
D & P INVESTMENT ADVISORS, LTD.
WAKEFIELD, RI · Since 2022
ELIOT ROSE WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 2021
TRANSWESTERN CAPITAL ADVISORS, LLC
NEWPORT, RI · Since 2006
FORBES FINANCIAL PLANNING, INC.
EAST GREENWICH, RI · Since 2020
FINANCIAL INDEPENDENCE, LLC
WARWICK, RI · Since 2021
UNISON
PROVIDENCE, RI · Since 2015
MARSTONE LLC
PROVIDENCE, RI · Since 2013
MYSTIC ASSET MANAGEMENT
WARWICK, RI · Since 2014
BALANCED WEALTH MANAGEMENT, LLC.
EAST GREENWICH, RI · Since 2026
MCGUIRE WEALTH MANAGEMENT
WAKEFIELD, RI · Since 2018
WEALTHCARE INVESTMENT PARTNERS LLC
PORTSMOUTH, RI · Since 2018
HAVE RIA, INC.
PROVIDENCE, RI · Since 2023
PLUM POINTE WEALTH MANAGEMENT
PROVIDENCE, RI · Since 2024
VERITAS WEALTH MANAGEMENT
NORTH KINGSTOWN, RI · Since 2026
WEALTH MANAGEMENT RESOURCES, INC.
SMITHFIELD, RI · Since 2000
PROFESSIONAL PLANNING GROUP
WESTERLY, RI · Since 1980
CITIZENS SECURITIES, INC.
JOHNSTON, RI · Since 2003
FIRST FINANCIAL ADVISORY SERVICES INC
WESTERLY, RI · Since 1984
PARSONS CAPITAL MANAGEMENT INC
PROVIDENCE, RI · Since 1993
NEWMAN DIGNAN & SHEERAR, INC
PROVIDENCE, RI · Since 1992
SOWA FINANCIAL GROUP
LINCOLN, RI · Since 1993
HALL CAPITAL MANAGEMENT COMPANY, INC.
BARRINGTON, RI · Since 1997
BLUE FIN CAPITAL, INC.
WARREN, RI · Since 1998
SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 1999
ARLEN CAPITAL, LLC
WARWICK, RI · Since 2004
SIGNET INVESTMENT ADVISORY GROUP, INC.
PROVIDENCE, RI · Since 2002
STRATEGICPOINT INVESTMENT ADVISORS LLC
PROVIDENCE, RI · Since 2002
FIAM LLC
SMITHFIELD, RI · Since 2004
PROVIDENCE EQUITY PARTNERS L.L.C.
PROVIDENCE, RI · Since 2010
NAUTIC PARTNERS, LLC
PROVIDENCE, RI · Since 2012
AXIS WEALTH PARTNERS, LLC
EAST PROVIDENCE, RI · Since 2021
NAPATREE CAPITAL LLC
WESTERLY, RI · Since 2021
CANTON HATHAWAY LLC
PROVIDENCE, RI · Since 2018
BREACHWAY INVESTMENTS, LLC
CHARLESTOWN, RI · Since 2023
UPPER90
PROVIDENCE, RI · Since 2020
GLOBAL STRATEGIC RISK MANAGEMENT, LLC
PROVIDENCE, RI · Since 2024
FENWAY PARTNERS, LLC
WESTERLY, RI · Since 2023
DIVERSIFIED RESOURCES, LLC
WARWICK, RI · Since 2016
CAPITAL WEALTH MANAGEMENT, LLC
WEST WARWICK, RI · Since 2012
ALPHA DOG ADVISORS, RUFF
CRANSTON, RI · Since 2021
BOUNTIFUL INVESTMENT MANAGEMENT LLC
RUMFORD, RI · Since 2024
BROWN, LISLE/CUMMINGS, INC
PROVIDENCE, RI · Since 2021
BARRETT & COMPANY
PROVIDENCE, RI · Since 2017
About Financial Advisors in Rhode Island
How many financial advisors are registered in Rhode Island?
There are 49 SEC-registered investment advisory firms in Rhode Island, spread across 18 cities. This includes firms managing $100 million or more in client assets.
What is the average financial advisor fee in Rhode Island?
The median advisory fee in Rhode Island is 0.95% of assets under management per year, based on fee schedules disclosed in Form ADV Part 2A filings.
How are advisors ranked on this page?
Advisors are ranked by our Red Flag Score (0-100), which considers disciplinary history, customer complaints, conflicts of interest (broker-dealer affiliations, insurance licensing, custody arrangements), and fee positioning. Higher scores indicate fewer risk factors in public filings.
Where does this data come from?
All data is sourced from the SEC's public Form ADV filings, available at sec.gov/foia. Updated monthly. We do not accept payment from advisors for inclusion or ranking.